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StarCompliance

The world's leading provider of employee and firm compliance technology solutions.

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Overview

StarCompliance offers a comprehensive suite of compliance software solutions designed to help financial services firms manage regulatory compliance and mitigate risk. The platform addresses employee conflicts of interest, including personal trading, gifts and entertainment, outside business activities, and political donations.

✨ Key Features

  • Employee Conflict of Interest Monitoring
  • Personal Account Dealing
  • Gifts and Entertainment Tracking
  • Outside Business Activities Management
  • Political Donations Monitoring
  • Incident Management
  • Individual Accountability Regimes (IAR)

🎯 Key Differentiators

  • User-friendly interface designed for high employee adoption
  • Comprehensive coverage of employee-related compliance areas
  • Scalable enterprise platform used in over 114 countries

Unique Value: Provides a centralized, user-friendly platform to reduce risk and manage employee conflicts of interest on a global scale.

🎯 Use Cases (4)

Automating employee trade pre-clearance Monitoring and reporting on gifts and hospitality Managing disclosures for outside business engagements Ensuring compliance with pay-to-play regulations

✅ Best For

  • Employee compliance for investment banks
  • Conflict of interest management for asset managers

💡 Check With Vendor

Verify these considerations match your specific requirements:

  • General-purpose GRC
  • Compliance outside of financial services

🏆 Alternatives

ComplySci MCO (MyComplianceOffice) ACA ComplianceAlpha

Offers a more focused and in-depth solution for employee-related compliance compared to broader GRC platforms.

💻 Platforms

Web

🛟 Support Options

  • ✓ Email Support
  • ✓ Phone Support
  • ✓ Dedicated Support (Enterprise tier)

🔒 Compliance & Security

✓ SOC 2 ✓ HIPAA ✓ GDPR ✓ ISO 27001 ✓ SSO ✓ SOC 2 ✓ ISO 27001

💰 Pricing

Contact for pricing
Visit StarCompliance Website →