Nasdaq SMARTS
The industry benchmark in real-time, cross-market surveillance.
Overview
Nasdaq SMARTS is one of the world's leading market surveillance solutions. It is used by exchanges, regulators, and financial institutions globally to monitor trading activity in real-time across multiple markets and asset classes to detect market abuse, manipulation, and disorderly trading.
✨ Key Features
- Real-time, cross-market surveillance
- Market abuse and manipulation detection
- Alerting and case management workflow
- Advanced visualization tools
- Support for all asset classes, including digital assets
🎯 Key Differentiators
- Developed and used by a leading global exchange operator (Nasdaq)
- Deep expertise and long-standing reputation in market surveillance
- Global reach, monitoring trading on more than 150 marketplaces
Unique Value: Provides the gold standard in market surveillance technology, leveraging Nasdaq's experience as a global market operator to ensure market integrity for regulators, exchanges, and firms.
🎯 Use Cases (4)
✅ Best For
- Market surveillance for national stock exchanges
- Trade surveillance for global investment banks
- Regulatory oversight for government financial authorities
💡 Check With Vendor
Verify these considerations match your specific requirements:
- Employee personal trading compliance
- Communications archiving
- General GRC
🏆 Alternatives
Offers unparalleled credibility and depth of experience in market structure and surveillance, having been developed and battle-tested by a major exchange.
💻 Platforms
🛟 Support Options
- ✓ Email Support
- ✓ Phone Support
- ✓ Dedicated Support (Enterprise tier)
🔒 Compliance & Security
💰 Pricing
🔄 Similar Tools in Market Conduct
NICE Actimize
Provides financial crime, risk, and compliance solutions for financial institutions....
StarCompliance
Provides a SaaS platform for managing employee conflicts of interest and firm compliance....
ACA ComplianceAlpha
An integrated RegTech platform for managing governance, risk, and compliance (GRC)....
Eventus
Global leader in trade surveillance, algo monitoring, and transaction monitoring solutions....
Global Relay
Provides compliant message archiving, supervision, and eDiscovery solutions....
Proofpoint
Provides enterprise cybersecurity solutions for email security, data loss prevention, and compliance...