MCO (MyComplianceOffice)
Conduct Risk and Compliance Technology.
Overview
MyComplianceOffice (MCO) provides a comprehensive and integrated SaaS platform that helps financial services firms manage conduct risk and employee conflicts of interest. The solution allows firms to automate and centralize their compliance program, covering areas from personal trading and attestations to gifts and entertainment.
✨ Key Features
- Employee Compliance Suite (Personal Trading, Gifts, Outside Interests)
- Compliance Program Management
- Know Your Employee (KYE)
- Control Room and Research Management
- Third-Party Risk Management
- Attestations and Certifications
🎯 Key Differentiators
- Single integrated platform for a wide range of conduct risk issues
- Global customer base with strong presence in multiple regions
- User-friendly interface that simplifies complex compliance tasks
Unique Value: Offers a single, integrated platform to manage the full lifecycle of conduct risk, from employee compliance to third-party risk, providing a holistic view for compliance teams.
🎯 Use Cases (4)
✅ Best For
- Conduct risk management for banks
- Employee compliance for asset managers
- Conflicts of interest monitoring for broker-dealers
💡 Check With Vendor
Verify these considerations match your specific requirements:
- Real-time trade and market surveillance
- Communications archiving and supervision
🏆 Alternatives
Provides a broader scope of conduct risk management modules on a single platform compared to competitors that may focus more narrowly on employee personal trading.
💻 Platforms
🛟 Support Options
- ✓ Email Support
- ✓ Phone Support
- ✓ Dedicated Support (Enterprise tier)
🔒 Compliance & Security
💰 Pricing
🔄 Similar Tools in Market Conduct
NICE Actimize
Provides financial crime, risk, and compliance solutions for financial institutions....
StarCompliance
Provides a SaaS platform for managing employee conflicts of interest and firm compliance....
ACA ComplianceAlpha
An integrated RegTech platform for managing governance, risk, and compliance (GRC)....
Eventus
Global leader in trade surveillance, algo monitoring, and transaction monitoring solutions....
Global Relay
Provides compliant message archiving, supervision, and eDiscovery solutions....
Proofpoint
Provides enterprise cybersecurity solutions for email security, data loss prevention, and compliance...