ACA ComplianceAlpha
The leading GRC platform for financial services firms.
Overview
ComplianceAlpha is ACA's award-winning regulatory technology (RegTech) platform that helps financial firms manage governance, risk, and compliance (GRC) more efficiently. It centralizes multiple compliance functions, including surveillance, marketing review, KYC, and code of ethics, into a single ecosystem.
✨ Key Features
- Market Abuse Surveillance
- Employee Compliance
- Compliance Management
- Marketing and Advertising Review
- AML and KYC Solutions
- Cybersecurity and Risk Management
🎯 Key Differentiators
- Integrated platform combining technology with advisory services
- Comprehensive view of risks and behaviors across the firm
- Mobile app for on-the-go compliance management
Unique Value: Offers a unified GRC platform that integrates risk, compliance, surveillance, and analytics, backed by a team of regulatory experts.
🎯 Use Cases (4)
✅ Best For
- Integrated GRC for investment advisers
- Trade surveillance for hedge funds
- Employee compliance for private equity firms
💡 Check With Vendor
Verify these considerations match your specific requirements:
- Non-financial services industries
- Firms needing only a single point solution
🏆 Alternatives
Provides a more integrated and comprehensive solution compared to competitors that may focus on specific niches like employee compliance or market surveillance alone.
💻 Platforms
🛟 Support Options
- ✓ Email Support
- ✓ Phone Support
- ✓ Dedicated Support (Enterprise tier)
🔒 Compliance & Security
💰 Pricing
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